David Tracey is a CFP-designated registered investment advisor at Pathway Financial Advisers, LLC, based in Auburn, IN, with 11 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 822 clients with $520M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.80% |
| $500K - $1.0M | 0.60% |
| $1.0M - $2.0M | 0.40% |
| $2M+ | 0.20% |
Fees may be negotiable depending on client needs and situation complexity. An initial $150 hourly fee applies at account setup or large capital infusions.
Fee Estimator
Location
4571 County Road 35, Auburn, IN, 46706
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is part owner of Financial Building, LLC DBA Covenant Properties, a real estate venture that rents space to Pathway Financial Advisers, LLC and Post & Miller, Inc. He spends a few hours per week managing the property.
Employment History
Current Registrations
Pathway Financial Advisers, LLC
Previous Registrations
Primevest Financial Services, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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