Richard Nelsen
Richard Nelsen is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Bay City, MI, with 19 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
306 Fifth St, Suite 101, Bay City, MI, 48708
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard receives renewals on fixed annuity sales and operates Insight Financial Group (IFG) as President/CEO/Owner, dedicating full-time hours to the financial business. He also owns a tax planning business, Richard Nelsen, spending a variable amount of time assisting clients with tax efficiency.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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