David Richards
David Richards is a registered investment advisor at John Hancock Personal Financial Services, LLC, based in Watauga, TX, with 17 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 35,589 clients with $2.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 0.50% |
| $50K - $100K | 0.40% |
| $100K - $250K | 0.30% |
| $250K+ | 0.20% |
Fees are calculated based on the average daily balance of eligible assets and payable monthly in arrears. Certain plans or plan sponsors may pay participant fees in whole or in part.
Fee Estimator
Location
Watauga, TX
Get directionsHistory
Regulatory History (8)
Financial
March 2022Financial
January 2022Financial
October 2021Financial
March 2021Financial
January 2021Financial
October 2020Financial
December 2019Financial
October 2019Employment History
Current Registrations
John Hancock Personal Financial Services, LLC
John Hancock Distributors LLC
John Hancock Distributors LLCBroker
Previous Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Fidelity Brokerage Services LLCBroker
Fidelity Investments Institutional Services Company, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.