Kristoffer Fu is a CFP-designated registered investment advisor, based in Costa Mesa, CA, with 18 years of industry experience.
Location
Costa Mesa, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business ActivitiesSells Insurance
Kristoffer owns rental property and is a DBA to KPWS for Maven Bridge Capital, involving registered rep activities, insurance, and other services, taking up more than full-time hours. He also works as a strategic advisor for BOSA IDEJ and founder/strategic business advisor for DAYONE STRATEGIC ADVISERS, and is a DBA to KPWS for EVOKE WEALTH MANAGEMENT, dedicating about a quarter of his time to each.
Employment History
Current Registrations
Kestra Private Wealth Services, LLC
Kestra Investment Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Wamu Investments, INC.
Wamu Investments, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations7 states
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