JH
JH

John Hughes

15 Years of Experience
New York, NY
Broker

John Hughes is a registered investment advisor at Ingalls & Snyder LLC, based in New York, NY, with 15 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4,453 clients with $7.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
49 advisors
Number of Clients
4,453 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$7.8B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

Ingalls & Snyder charges fees based on the value of your portfolio. The maximum annual fee for accounts with equities or equities and fixed income is 1.50% of the assets they manage. For accounts solely with fixed income, the maximum fee is 1.00%. Fees are generally billed quarterly based on the account value at the end of the quarter. Fees may be negotiable.

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Location

1 Rockefeller Plaza, 7th Floor, New York, NY, 10020

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ingalls & Snyder LLC
November 2020 - Present · 5 yrs 6 mos
Ingalls & Snyder, LLCBroker
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
Ingalls & Snyder, LLCBroker
December 2016 - July 2019 · 2 yrs 7 mos
Ingalls & Snyder LLC
December 2016 - July 2019 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2011 - December 2016 · 5 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2010 - December 2016 · 6 yrs
J.P. Morgan Securities INC.Broker
December 2006 - February 2008 · 1 yr 2 mos
State Registrations18 states
AZCACTFLMAMDMEMNMSNHNJNYORRISCUTVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.