James Korn
James Korn is a registered investment advisor at New York Life Investment Management LLC, based in Basking Ridge, NJ, with 19 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,042 clients with $110B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NYLIM does not directly manage investments for individual investors. Instead, NYLIM provides operational, administrative, and trading services for managed accounts offered through wrap fee programs sponsored by other firms. As part of these programs, NYLIM may engage subadvisors to provide investment advice and trade execution. The annual management fee ranges from 0.25% to 0.80% of assets under management, paid by the sponsor or client, and varies depending on the sponsor, investment strategy, account type, services provided, and assets in the program.
Location
Basking Ridge, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James owns a rental property in Manasquan, NJ. He spends minimal time on this activity, outside of normal business hours.
Employment History
Current Registrations
New York Life Investment Management LLC
Nylife Distributors LLC
Nylife Distributors LLCBroker
Previous Registrations
Eagle Strategies LLC
Citigroup Global Markets INC.Broker
State Registrations3 states
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