Scott Nelson
Scott Nelson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Westlake Village, CA, with 20 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
4540 E.Thousand Oaks Blvd, Ste 100, Westlake Village, CA, 91362
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott operates his LPL business through Nexus Wealth Partners, dedicating full-time hours to it. He also works for California Lutheran University and sells non-variable insurance, spending about 10-20% of his time on insurance sales.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Fa, INC.
Osaic Fa, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jason Artof, CFPLPL Financial LLC
- Alex MathisLPL Financial LLC
- Talin KalfayanLPL Financial LLC
- Larry BernsteinLPL Financial LLC
- Douglas WaisnerLPL Financial LLC
- Michaela RauscherLPL Financial LLC