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Tracy Collins

15 Years of Experience
High Point, NC
Broker

Tracy Collins is a registered investment advisor, based in High Point, NC, with 15 years of industry experience.

Location

300 N. Main Street, 2nd Fl, High Point, NC, 27260

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Tracy works as an associate/employee for Pinnacle Asset Management and Pinnacle Financial Partners/Pinnacle Bank, dedicating about half of her time to each. At Pinnacle Asset Management, she refers potential clients to RJFS Advisors, while at Pinnacle Financial Partners/Pinnacle Bank, she discusses financial planning and implements banking strategies.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
September 2020 - Present · 5 yrs 8 mos
Raymond James Financial Services Advisors, INC
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
Bb&t Securities, LLCBroker
January 2018 - March 2020 · 2 yrs 2 mos
Bb&t Securities, LLC
January 2018 - March 2020 · 2 yrs 2 mos
Bb&t Investment Services, INC.Broker
August 2014 - January 2018 · 3 yrs 5 mos
Bb&t Investment Services, INC.
July 2014 - January 2018 · 3 yrs 6 mos
Wells Fargo Advisors, LLC
February 2011 - February 2013 · 2 yrs
Wells Fargo Advisors, LLCBroker
February 2011 - February 2013 · 2 yrs
LPL Financial Corporation
October 2009 - December 2010 · 1 yr 2 mos
LPL Financial CorporationBroker
October 2009 - December 2010 · 1 yr 2 mos
Edward Jones
August 2009 - October 2009 · 2 mos
Edward JonesBroker
August 2009 - October 2009 · 2 mos
LPL Financial CorporationBroker
September 2008 - August 2009 · 11 mos
State Registrations1 state
NC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.