Cole Smead is a registered investment advisor at Smead Capital Management, INC., based in Phoenix, AZ, with 19 years of industry experience. Cole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 131 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.85% |
Fees are negotiable. SCM provides portfolio management or Sub-Manager services for UMA wrap fee programs at negotiated rates. The fees may be the same or slightly lower than the fee charged on all managed equity accounts due to the level of portfolio management services provided.
Fee Estimator
Location
2777 East Camelback Road, Suite 375, Phoenix, AZ, 85016
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Smead Capital Management, INC.
Previous Registrations
Wachovia Securities, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.