PS
CFP
PS
CFP

Peter Vincent Seriano

18 Years of Experience
Broker
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningInsurance PlanningInvestment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
1,183 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$1.8B

Fee Structure

Financial Planning:Included in AUM fee
Minimum Annual Fee:$3,000
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Location

611 Druid Rd E. Ste 105, Clearwater, FL, 33756

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Peter works as a financial planner at Provise Management Group, LLC, providing investment advisory services. This activity is investment-related and takes nearly full-time hours.

Employment History
Current Registrations
Provise Management Group, LLC
July 2022 - Present · 3 yrs 7 mos
Kestra Investment Services, LLCBroker
July 2022 - Present · 3 yrs 7 mos
Previous Registrations
Edward Jones
February 2019 - July 2022 · 3 yrs 5 mos
Edward JonesBroker
February 2019 - July 2022 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2015 - January 2019 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2015 - January 2019 · 3 yrs 5 mos
Harwood Advisory Group, LLC
February 2015 - June 2015 · 4 mos
Fifth Third Securities, INC.
October 2013 - January 2015 · 1 yr 3 mos
Fifth Third Securities, INC.Broker
October 2013 - January 2015 · 1 yr 3 mos
T. Rowe Price Advisory Services, INC.
May 2010 - October 2013 · 3 yrs 5 mos
T. Rowe Price Investment Services, INC.Broker
May 2007 - October 2013 · 6 yrs 5 mos
State Registrations1 state
FL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.