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Tiffany Floyd

19 Years of Experience
Houston, TX
Broker

Tiffany Floyd is a registered investment advisor at RBC Capital Markets, LLC, based in Houston, TX, with 19 years of industry experience. Tiffany operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

750 Town and Country Blvd, Suite 325 & 175, Houston, TX, 77024-4576

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Tiffany is a passive owner of Cactus Sign Company Inc, a sign and graphics creation and installation business, since 2005. She also serves on a committee for the Aphasia Center of West Texas, dedicating minimal time to fundraising efforts.

Employment History
Current Registrations
RBC Capital Markets, LLC
January 2007 - Present · 19 yrs 6 mos
RBC Capital Markets, LLC
November 2006 - Present · 19 yrs 8 mos
RBC Capital Markets, LLCBroker
November 2006 - Present · 19 yrs 8 mos
State Registrations29 states
ALARAZCACODCDEFLGAINLAMAMDMONCNJNMNVNYOHOKPASCTNTXUTVAWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.