TrueAdvisor
TrueAdvisor
CG
CFP
CG
CFP

Ceasar Garvida

Steelpeak Wealth, LLC
15 Years of Experience
Los Angeles, CA
1 Disclosure
View SEC Summary
View SEC Summary

Ceasar Garvida is a CFP-designated registered investment advisor at Steelpeak Wealth, LLC, based in Los Angeles, CA, with 15 years of industry experience. Ceasar operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Estate Planning, and 4 more. Their firm serves 2,428 clients with $4.1B in assets under management.

Steelpeak Wealth, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
39 advisors
Number of Clients
2,428 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$4.1B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.75%

Annual management fee ranges between 0.75% and 1.75% depending on the size and composition of your portfolio and the type of services rendered. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1880 Century Park East, Suite 1017, Los Angeles, CA, 90067

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2013
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Steelpeak Wealth, LLC
October 2020 - Present · 6 yrs
Previous Registrations
Prepared Capital
October 2018 - October 2020 · 2 yrs
Morgan Stanley
December 2015 - October 2018 · 2 yrs 10 mos
Morgan StanleyBroker
December 2015 - October 2018 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2012 - October 2013 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2012 - October 2013 · 1 yr
Morgan Stanley Smith Barney LLC
June 2009 - May 2012 · 2 yrs 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2012 · 2 yrs 11 mos
Citigroup Global Markets INC.
October 2008 - June 2009 · 8 mos
Citigroup Global Markets INC.Broker
July 2008 - June 2009 · 11 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Los Angeles, CA →All financial advisors in California →