Kevin Moore is a registered investment advisor at Morgan Stanley, based in New York, NY, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1585 Broadway, Capital Markets, New York, NY, 10036
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
August 2018 - Present · 7 yrs 9 mos
Morgan StanleyBroker
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
Spire Wealth Management, LLC
April 2017 - July 2018 · 1 yr 3 mos
Spire Securities, LLCBroker
May 2016 - July 2018 · 2 yrs 2 mos
Landolt Securities, INC.Broker
November 2013 - May 2016 · 2 yrs 6 mos
Janney Montgomery Scott LLCBroker
June 2012 - June 2013 · 1 yr
First Internet Securities NetworkBroker
January 2008 - May 2012 · 4 yrs 4 mos
Residential Funding Securities, L.L.C.Broker
March 2007 - November 2007 · 8 mos
First Internet Securities NetworkBroker
November 2006 - March 2007 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.