RA
RA

Ronald Arthur

19 Years of Experience
Charleston, WV
Broker

Ronald Arthur is a registered investment advisor at Janney Montgomery Scott LLC, based in Charleston, WV, with 19 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

500 Virginia Street, Suite 1090, Charleston, WV, 25301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ronald owns R & R Recording Studio and rental properties. These activities generate rental income and require minimal time commitment.

Employment History
Current Registrations
Janney Montgomery Scott LLC
August 2024 - Present · 2 yrs 1 mo
Janney Montgomery Scott LLCBroker
August 2024 - Present · 2 yrs 1 mo
Previous Registrations
Truist Investment Services, INC.Broker
February 2021 - August 2024 · 3 yrs 6 mos
Truist Advisory Services, INC.
February 2021 - August 2024 · 3 yrs 6 mos
Bb&t Securities, LLC
January 2013 - February 2021 · 8 yrs 1 mo
Bb&t Securities, LLCBroker
January 2013 - February 2021 · 8 yrs 1 mo
Scott & Stringfellow, LLC
December 2012 - January 2013 · 1 mo
Scott & Stringfellow, LLCBroker
November 2012 - January 2013 · 2 mos
Edward Jones
December 2006 - October 2012 · 5 yrs 10 mos
Edward JonesBroker
November 2006 - October 2012 · 5 yrs 11 mos
State Registrations15 states
ALCOFLGAINKYNCNVOHPASCTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.