Adam Wood is a registered investment advisor, based in Gulfport, MS, with 17 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2510 14th Street-One Hancock Plaza, Gulfport, MS, 39501
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2018Settled
Other Business Activities
Adam is a board member of Family Fortress Ministries, spending minimal time on general consultation and meeting attendance. He also serves as treasurer for Transition Blvd, Inc. and Para Ministries, helping with budgets and board meetings, requiring dual signatures on accounts.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2022 - Present · 4 yrs 2 mos
Cetera Investment Services LLCBroker
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Hancock Whitney Investment Services INC.
March 2011 - August 2022 · 11 yrs 5 mos
Hancock Whitney Investment Services INC.Broker
March 2011 - August 2022 · 11 yrs 5 mos
Wells Fargo Advisors, LLC
August 2009 - March 2011 · 1 yr 7 mos
Wells Fargo Advisors, LLCBroker
July 2009 - March 2011 · 1 yr 8 mos
State Registrations15 states
ALCAFLGAKYLAMOMSNMNVOHTNTXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Jason Huffman, CFP
- Patricia Kollath, CFPInspired Financial Planners
- Percy Kaigler, CFPBenjamin F. Edwards & Company, Incorporated
- Stephen Gainey, CFPNewedge Advisors
- Wendy Roper, ChFCEdward Jones
- Kerry Milligan, CFP