Nathan Underwood is a registered investment advisor at Morgan Stanley, based in Seattle, WA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
601 Union Street, Two Union Square, Suite 5200, Seattle, WA, 98101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
March 2021 - Present · 5 yrs 2 mos
Morgan Stanley
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2016 - March 2021 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2016 - March 2021 · 5 yrs 1 mo
Morgan Stanley
April 2011 - February 2016 · 4 yrs 10 mos
Morgan StanleyBroker
June 2009 - February 2016 · 6 yrs 8 mos
Citigroup Global Markets INC.Broker
January 2007 - June 2009 · 2 yrs 5 mos
State Registrations37 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.