Mitzi Swaffar
Mitzi Swaffar is a CFP-designated registered investment advisor at Midwest Financial Group LLC, based in Overland Park, KS, with 19 years of industry experience. Mitzi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 955 clients with $570M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MFG offers investment management services where fees are negotiated and will not exceed 1.5% of the value of your portfolio. Fees are calculated and charged quarterly, based on the average daily balance of your investments during the previous quarter.
Location
7400 W 130th Street, Suite 100, Overland Park, KS, 66213
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mitzi owns MS Financial Resources, where she sells fixed and life insurance, as well as long-term care insurance. She is also an associate at Associates Financial Group, where she is involved in 401k sales and service, dedicating a few hours per week.
Employment History
Current Registrations
Midwest Financial Group LLC
Previous Registrations
Client One Securities LLC
Client One Securities LLCBroker
Investment Advisors CORP
Broker Dealer Financial Services CORP.Broker
Sii Investments, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.