Zachary Brodt is a registered investment advisor at SL Capital, based in Scottsdale, AZ, with 19 years of industry experience. Zachary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 168 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fee payment arrangements can be negotiated on a case-by-case basis.
Fee Estimator
Location
20707 N Pima Rd, Ste 205, Scottsdale, AZ, 85255
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2019Regulatory
May 2018Criminal
November 2010Other Business Activities
Zachary is the President/IAR of SL Capital and an IAR for Foundations Investment Advisors, both RIAs located in Scottsdale, AZ. He dedicates about half of his time to each role, with all hours occurring during securities trading hours.
Employment History
Current Registrations
SL Capital
Previous Registrations
Foundations Investment Advisors LLC
First Financial Equity Corporation
First Financial Equity CorporationBroker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Accelerated Capital GroupBroker
Gentry Asset Advisory LLC
The Planning Group
Meridian United Capital, LLCBroker
G.F. Investment Services, LLCBroker
Global Financial Private Capital, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.