Keith Peacock
Keith Peacock is a CFP-designated registered investment advisor at LPL Financial LLC, based in Providence, RI, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10 Memorial Blvd Ste 903, Providence, RI, 02903-1152
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Keith does non-variable life insurance business through The Virtus Group, spending minimal time on this activity. He also works as an LPL Financial Advisor through The Virtus Group, dedicating all of his time to this role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations35 states
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