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Sarah Knox

17 Years of Experience
Salt Lake City, UT
Broker

Sarah Knox is a registered investment advisor at Raymond James & Associates, INC., based in Salt Lake City, UT, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

95 S State St, Suite 2180, Salt Lake City, UT, 84111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
January 2025 - Present · 1 yr 8 mos
Raymond James & Associates, INC.Broker
January 2025 - Present · 1 yr 8 mos
Previous Registrations
Wells Fargo Advisors
June 2014 - January 2025 · 10 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
June 2014 - January 2025 · 10 yrs 7 mos
Wells Fargo Advisors, LLC
June 2011 - August 2013 · 2 yrs 2 mos
Wells Fargo Advisors, LLCBroker
January 2011 - August 2013 · 2 yrs 7 mos
Wells Fargo Investments, LLCBroker
January 2008 - January 2011 · 3 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.