John Lopez is a registered investment advisor, based in Miami, FL, with 14 years of industry experience.
Location
1221 Brickell Avenue, 27th Floor, Miami, FL, 33131
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John provides sales assistance for Insigneo Advisory Services since May 2021. This activity is investment-related.
Employment History
Current Registrations
Insigneo Securities, LLC
May 2021 - Present · 5 yrs
Insigneo Advisory Services, LLC
May 2021 - Present · 5 yrs
Insigneo Securities, LLCBroker
May 2021 - Present · 5 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2011 - May 2021 · 9 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
June 2011 - May 2021 · 9 yrs 11 mos
State Registrations9 states
CACODEFLNYOHPRTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.