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Guillermo Bailey

12 Years of Experience
Greenwood Village, CO
Broker

Guillermo Bailey is a registered investment advisor at Empower Advisory Group, LLC, based in Greenwood Village, CO, with 12 years of industry experience. Guillermo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 250,707 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1613 advisors
Number of Clients
250,707 clients
Average Client Portfolio
$635K average
Assets Under Management
$159.1B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.50%
$100K - $250K0.40%
$250K - $400K0.30%
$400K+0.20%

EAG reserves the right to offer discounted fees or waive periodic fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Guillermo receives trailing commissions on previously sold business, requiring minimal time. He is also a Finance Committee Member for 100 Black Men of Omaha, Inc., dedicating minimal time to reviewing and discussing the organization's financials.

Employment History
Current Registrations
Empower Advisory Group, LLC
October 2021 - Present · 4 yrs 9 mos
Empower Financial Services, INC.
October 2021 - Present · 4 yrs 9 mos
Empower Financial Services, INC.Broker
October 2021 - Present · 4 yrs 9 mos
Previous Registrations
Principal Securities, INC.
January 2019 - September 2021 · 2 yrs 8 mos
Principal Securities, INC.Broker
October 2018 - September 2021 · 2 yrs 11 mos
Principal Securities, INC.Broker
May 2013 - February 2017 · 3 yrs 9 mos
State Farm Vp Management CORP.Broker
November 2006 - February 2008 · 1 yr 3 mos
State Registrations45 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.