Daniel Schwartz is a registered investment advisor, based in Plymouth, MN, with 18 years of industry experience.
Location
505 N Highway 169, Suite 900, Plymouth, MN, 55441
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLC
January 2026 - Present · 8 mos
Wealth Enhancement Brokerage Services, LLCBroker
January 2026 - Present · 8 mos
Wealth Enhancement Advisory Services, LLC
June 2025 - Present · 1 yr 3 mos
Previous Registrations
Nuveen Asset Management, LLC
November 2020 - February 2025 · 4 yrs 3 mos
Nuveen Securities, LLCBroker
November 2020 - February 2025 · 4 yrs 3 mos
Clearbridge Investments, LLC
December 2010 - October 2020 · 9 yrs 10 mos
Legg Mason Investor Services, LLCBroker
December 2010 - October 2020 · 9 yrs 10 mos
Touchstone Advisors INC
November 2007 - June 2010 · 2 yrs 7 mos
Touchstone Securities, INC.Broker
November 2007 - June 2010 · 2 yrs 7 mos
Ameriprise Financial Services, INC.
February 2007 - November 2007 · 9 mos
Ameriprise Financial Services, INC.Broker
December 2006 - November 2007 · 11 mos
State Registrations1 state
NC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.