JM
CFA
JM
CFA
John Marco is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in Cincinnati, OH, with 18 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
Cincinnati, OH
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
September 2014 - Present · 11 yrs 8 mos
Neuberger Berman Bd LLC
July 2014 - Present · 11 yrs 10 mos
Neuberger Berman Bd LLCBroker
July 2014 - Present · 11 yrs 10 mos
Previous Registrations
Janney Montgomery Scott LLCBroker
December 2008 - January 2014 · 5 yrs 1 mo
Wachovia Capital Markets, LLCBroker
January 2007 - November 2008 · 1 yr 10 mos
State Registrations3 states
NJNYOH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.