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Scott Beaty

18 Years of Experience
Knoxville, TN
BrokerSells Insurance

Scott Beaty is a registered investment advisor, based in Knoxville, TN, with 18 years of industry experience.

Location

900 S Gay Street, Suite 2109, Knoxville, TN, 37902

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Scott is an insurance agent for Legacy Financial Group and Legacy Firms, spending about 30% of his time on the latter. He is also an Investment Advisor Representative with Center Street Advisors and a health insurance agent for United Healthcare, spending a few hours per week selling Medicare supplement plans and educating consumers.

Employment History
Current Registrations
Arete Wealth Advisors, LLC
April 2023 - Present · 3 yrs 5 mos
Arete Wealth Management, LLCBroker
April 2023 - Present · 3 yrs 5 mos
Previous Registrations
Center Street Advisors, INC.
June 2017 - November 2023 · 6 yrs 5 mos
Center Street Securities, INC.Broker
June 2017 - December 2023 · 6 yrs 6 mos
Securities America Advisors, INC.
March 2017 - June 2017 · 3 mos
Usadvisors Wealth Management, LLC
October 2014 - March 2017 · 2 yrs 5 mos
Usadvisors Wealth Management, LLC
January 2012 - December 2012 · 11 mos
Securities America Advisors, INC.
August 2011 - October 2014 · 3 yrs 2 mos
Securities America, INC.Broker
July 2011 - June 2017 · 5 yrs 11 mos
Legacy Tax and Financial Planning, LLC
July 2009 - November 2011 · 2 yrs 4 mos
Woodbury Financial Services, INC.Broker
February 2009 - August 2011 · 2 yrs 6 mos
Woodbury Financial Services, INC.
February 2009 - December 2009 · 10 mos
Securian Financial Services, INC.
February 2008 - January 2009 · 11 mos
Securian Financial Services, INC.Broker
November 2007 - January 2009 · 1 yr 2 mos
State Registrations6 states
FLGAMIMOSDTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Beaty - Financial Advisor | TrueAdvisor