SB
SB

Sean Becker

19 Years of Experience
Baldwinsville, NY
BrokerSells Insurance

Sean Becker is a registered investment advisor at Cetera Investment Advisers LLC, based in Baldwinsville, NY, with 19 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

63 E Genesee Street, Baldwinsville, NY, 13027

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Sean is an insurance agent selling various insurance products and is also an agent and principal with Horan Companies Inc., selling property, casualty, and life insurance, dedicating about 10-20% of his time to this. He also owns real estate, pays payroll for staff, is involved with several organizations, and provides notary services.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
August 2018 - June 2023 · 4 yrs 10 mos
Tower Square Securities, INC.Broker
March 2009 - September 2013 · 4 yrs 6 mos
Citigroup Global Markets INC.Broker
November 2006 - April 2009 · 2 yrs 5 mos
State Registrations20 states
ALCACOCTFLGAMAMDMIMONCNHNYOHPASCTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.