James King
James King is a registered investment advisor at Jmk & Associates, LLC, based in Spokane, WA, with 19 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 1,453 clients with $270M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
JMK & Associates charges a percentage of your portfolio each year, up to a maximum of 2%. The exact fee is determined by the Investment Advisor Representative. This fee covers investment advice and ongoing management of your investments. You'll also pay separate fees charged by the brokerage firm and the funds your money is invested in. JMK & Associates also offers a wrap fee program where the advisory fee and transaction fees are bundled into a single payment.
Location
102 East Main Street, Spokane, WA, 99202
Get directionsHistory
Regulatory History (2)
Criminal
March 2005Criminal
October 2000Other Business Activities
James operates JMK and Associates, LLC as a DBA for his LPL business and provides investment advisory services through JMK & Associates, LLC, dedicating full-time hours to this. He also owns rental real estate and is a notary public, spending minimal time on these activities.
Employment History
Current Registrations
Jmk & Associates, LLC
LPL Financial LLCBroker
Previous Registrations
Financial Advocates Investment Management
Waddell & Reed
Waddell & ReedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.