John Parsons
John Parsons is a registered investment advisor at LPL Financial LLC, based in Half Moon Bay, CA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
721 Purissima Street Suite C, Half Moon Bay, CA, 94019
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is involved in several business activities, including a tax/investment entity, fixed insurance sales, accounting and tax services, wealth management through LPL, a basketball LLC, and coaching basketball. He dedicates about half his time to wealth management, a few hours per week to fixed insurance sales, and minimal time to the tax/investment entity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Cwm, LLC
Parsons Financial Advisors, INC.
LPL Financial LLCBroker
LPL Financial LLC
Foothill Securities, INC.
Foothill Securities, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.