PC
CFP
PC
CFP
Paul Curran
19 Years of Experience
El Campo, TX
1 DisclosureBroker
Paul Curran is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in El Campo, TX, with 19 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
Loading...
Location
1301 North Mechanic Street, El Campo, TX, 77437
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2018Settled
Other Business Activities
Paul works as a financial advisor for Prosperity Bank and ProsperityPrivate Investments, starting in 2014. He dedicates about half his time to each of these roles.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
December 2016 - Present · 9 yrs 7 mos
Raymond James Financial Services Advisors, INC
December 2016 - Present · 9 yrs 7 mos
Previous Registrations
Cetera Investment Services LLCBroker
April 2014 - December 2016 · 2 yrs 8 mos
Cetera Investment Advisers LLC
April 2014 - December 2016 · 2 yrs 8 mos
LPL Financial LLCBroker
July 2011 - April 2014 · 2 yrs 9 mos
LPL Financial LLC
July 2011 - April 2014 · 2 yrs 9 mos
Uvest Financial Services Group, INC.
December 2009 - July 2011 · 1 yr 7 mos
Uvest Financial Services Group, INC.Broker
December 2009 - July 2011 · 1 yr 7 mos
Ameriprise Financial Services, INC.
November 2006 - November 2009 · 3 yrs
Ameriprise Financial Services, INC.Broker
November 2006 - November 2009 · 3 yrs
State Registrations10 states
CACOFLLANCNYOKPATXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.