Eric Alexander is a registered investment advisor, based in Chicago, IL, with 14 years of industry experience.
Location
200 W. Madison Ave., Suite 2200, Chicago, IL, 60606
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Eric works full-time as a Senior Wealth Services Specialist for AssetMark, Inc., a registered investment adviser and affiliate of AssetMark Brokerage, LLC.
Employment History
Current Registrations
Assetmark Brokerage, LLCBroker
July 2024 - Present · 2 yrs
Assetmark, INC.
July 2024 - Present · 2 yrs
Previous Registrations
Nuveen Asset Management, LLC
January 2013 - April 2023 · 10 yrs 3 mos
Nuveen Securities, LLCBroker
May 2012 - April 2023 · 10 yrs 11 mos
Chase Investment Services CORP.Broker
November 2006 - July 2008 · 1 yr 8 mos
State Registrations1 state
IL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.