Gwen Brooks is a ChFC-designated registered investment advisor, based in Berthoud, CO, with 13 years of industry experience. Gwen is also registered as a broker, so some compensation may come from commissions on products sold.
Location
307 Welch Ave, Berthoud, CO, 80513
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
State Farm Vp Management CORP.Broker
February 2026 - Present · 8 mos
State Farm Vp Management CORP.
February 2026 - Present · 8 mos
State Farm Investment Management CORP.
January 2026 - Present · 9 mos
Previous Registrations
State Farm Vp Management CORP.Broker
February 2016 - September 2025 · 9 yrs 7 mos
State Farm Vp Management CORP.Broker
November 2006 - February 2010 · 3 yrs 3 mos
State Registrations2 states
COWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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