Gwen Brooks is a ChFC-designated registered investment advisor, based in Fort Collins, CO, with 12 years of industry experience.
Location
4605 Ziegler Rd, Unit 1, Fort Collins, CO, 80528
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
State Farm Vp Management CORP.
February 2026 - Present · 7 mos
State Farm Vp Management CORP.Broker
February 2026 - Present · 7 mos
State Farm Investment Management CORP.
January 2026 - Present · 8 mos
Previous Registrations
State Farm Vp Management CORP.Broker
February 2016 - September 2025 · 9 yrs 7 mos
State Farm Vp Management CORP.Broker
November 2006 - February 2010 · 3 yrs 3 mos
State Registrations2 states
COWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.