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Christopher Siracusa

17 Years of Experience
Purchase, NY
Broker

Christopher Siracusa is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2000 Westchester Avenue, Purchase, NY, 10577-2530

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan Stanley
November 2017 - Present · 8 yrs 6 mos
Morgan Stanley
November 2017 - Present · 8 yrs 6 mos
Morgan StanleyBroker
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLC
September 2013 - August 2017 · 3 yrs 11 mos
J.P. Morgan Securities LLCBroker
August 2013 - August 2017 · 4 yrs
Royal Alliance Associates, INC.
August 2011 - September 2013 · 2 yrs 1 mo
Royal Alliance Associates, INC.Broker
June 2011 - September 2013 · 2 yrs 3 mos
Morgan Stanley Smith Barney LLC
February 2010 - June 2011 · 1 yr 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - June 2011 · 2 yrs
Citigroup Global Markets INC.Broker
July 2008 - June 2009 · 11 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Siracusa - Financial Advisor | TrueAdvisor