Brian Thomas
Brian Thomas is a registered investment advisor at Cetera Investment Advisers LLC, based in Lynn, MA, with 19 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
583 Chestnut Street Unit #6, Lynn, MA, 01904
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2022Customer Dispute
July 2017Other Business ActivitiesSells Insurance
Brian is an insurance agent selling life, health, disability, annuities, and property & casualty insurance, dedicating a few hours per week. He also serves as a board member for Greater Beverly YMCA - Sterling Center, spending minimal time, and works as a financial professional for CCR Wealth Management LLC, dedicating about a quarter of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Investors Capital Advisory
Investors Capital CORP.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kimberley Zollo, CFPEssex Capital Management