Elizabeth Rabbitt-Stephen is a registered investment advisor, based in Sarasota, FL, with 19 years of industry experience.
Location
1777 Main St, Fl 7, Sarasota, FL, 34236
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.Broker
February 2019 - Present · 7 yrs 3 mos
Truist Investment Services, INC.
February 2019 - Present · 7 yrs 3 mos
Truist Advisory Services, INC.
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Commonwealth Financial Network
April 2016 - January 2019 · 2 yrs 9 mos
Suntrust Investment Services, INC.
November 2010 - April 2016 · 5 yrs 5 mos
Suntrust Investment Services, INC.Broker
October 2010 - April 2016 · 5 yrs 6 mos
Wells Fargo Advisors, LLCBroker
March 2009 - October 2010 · 1 yr 7 mos
Banc of America Investment Services, INC.Broker
February 2008 - January 2009 · 11 mos
Wachovia Securities, LLCBroker
December 2006 - February 2008 · 1 yr 2 mos
State Registrations2 states
FLGA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.