Daniel Emmons
Daniel Emmons is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Charlotte, NC, with 19 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.
Fee Estimator
Location
6100 Fairview Road, Suite 350 & Suite 700, Charlotte, NC, 28210
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Daniel is a board member for Foster Village Charlotte, supporting foster families, and spends minimal time on bookkeeping, fundraising, and advocacy. Daniel also owns a rental property, dedicating minimal time annually to it.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Vanguard Marketing CorporationBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Gregory Abbracciamento, CFPStifel, Nicolaus & Company, Incorporated
- Magay Shepard, CFPStifel, Nicolaus & Company, Incorporated
- Howard Douglas, CFPStifel, Nicolaus & Company, Incorporated
- Bradley Richardson, CFPStifel, Nicolaus & Company, Incorporated
- Charles Bevan, CFPCharles Schwab & CO., INC.
- Glenn Ford, CFPVanguard Advisers, INC.