Daniel Emmons
Daniel Emmons is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Charlotte, NC, with 19 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
6100 Fairview Road, Suite 350 & Suite 700, Charlotte, NC, 28210
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Daniel is a board member for Foster Village Charlotte, supporting foster families, and spends minimal time on bookkeeping, fundraising, and advocacy. Daniel also owns a rental property, dedicating minimal time annually to it.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Vanguard Marketing CorporationBroker
State Registrations29 states
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