David Alves
David Alves is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Malden, MA, with 18 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
389 Main St., Ste. 101, Malden, MA, 02148
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is the Director of Operations at Cantella & Co., Inc. and an advisory representative of an RIA with CIRA, dedicating full-time hours to the latter. Additionally, David is an independent insurance agent, the owner of Axiom Wealth Partners, and the owner of Cantella Capital Group LLC, dedicating a few hours per week to each.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Cantella & CO., INC.
Cantella & CO., INC.Broker
Royal Alliance Associates, INC.Broker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Signator Financial Services, INC.Broker
Signator Investors, INC.Broker
Signator Investors, INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Investors Capital Advisory
Investors Capital CORP.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.