AC
ChFC
AC
ChFC

Arthur Connor

51 Years of Experience
Lombard, IL
BrokerSells Insurance

Arthur Connor is a ChFC-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Lombard, IL, with 51 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3935 advisors
Number of Clients
323,031 clients
Average Client Portfolio
$317K average
Assets Under Management
$102.4B

Fee Structure

Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.

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Location

555 E Butterfield Rd, Ste 212, Lombard, IL, 60148

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Arthur is an independent insurance agent for various companies. He also serves on the board of directors for Blue Cap and is an advisory representative for CIRA, taking nearly full-time hours. Arthur is also a member of Clearstream Properties LLC, a notary, and an agent for insurance/benefits/human resources.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
March 2012 - Present · 14 yrs 6 mos
Cambridge Investment Research Advisors, INC.
March 2012 - Present · 14 yrs 6 mos
Cambridge Investment Research, INC.
March 2012 - Present · 14 yrs 6 mos
Previous Registrations
Commonwealth Financial Network
August 2007 - February 2012 · 4 yrs 6 mos
Commonwealth Financial NetworkBroker
August 2007 - February 2012 · 4 yrs 6 mos
Hornor, Townsend & Kent, INC.
August 2001 - August 2007 · 6 yrs
Hornor, Townsend & Kent, INC.Broker
February 1992 - August 2007 · 15 yrs 6 mos
Monarch Securities, INC.Broker
June 1974 - January 1992 · 17 yrs 7 mos
State Registrations39 states
AKALAZCACOCTDCFLGAHIIAIDILINKSLAMAMDMIMNMONCNJNMNVNYOHOKORPASCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.