SM
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Samuel Marino

18 Years of Experience
Baton Rouge, LA
Broker

Samuel Marino is a registered investment advisor at Ameriprise Financial Services, LLC, based in Baton Rouge, LA, with 18 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

4730 Bluebonnet Blvd Ste A, Baton Rouge, LA, 70809

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Samuel owns a single-family real estate property since 2019. He also serves as the President on the Board of Directors for Marino, dedicating minimal time to this role.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2019 - Present · 7 yrs 3 mos
Ameriprise Financial Services, LLC
February 2019 - Present · 7 yrs 3 mos
Ameriprise Financial Services, LLCBroker
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
LPL Financial LLC
January 2008 - March 2019 · 11 yrs 2 mos
LPL Financial LLCBroker
October 2007 - March 2019 · 11 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2007 - April 2007 · 1 mo
State Registrations19 states
ALARCACOCTFLGAIAIDLAMSNCNJOHPASCSDTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.