Brendan Yester is a registered investment advisor at Lri Investments, based in Glastonbury, CT, with 15 years of industry experience. Brendan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Divorce Planning, Education Planning, Estate Planning, and 6 more. Their firm serves 582 clients with $2.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees generally will not exceed 2% of assets under management unless higher complexity or time requirements warrant.
Fee Estimator
Location
223 Eastern Boulevard, Glastonbury, CT, 06033
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brendan works as a financial advisor and investment advisor representative for Mariner Financial Group, LLC, spending nearly full-time on investment advice and financial planning. He is also a registered representative for M Holdings Securities, Inc., dedicating a few hours per week to securities transactions, and a partner at Mariner Financial Group, LLC. Additionally, Brendan is a financial advisor at LRI Investments, LLC, spending nearly full-time there.
Employment History
Current Registrations
Lri Investments
M Holdings Securities, INC.Broker
Previous Registrations
M Holdings Securities, INC.
Mariner Financial Group, LLC
LPL Financial LLC
LPL Financial LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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