Joshua Dopp is a registered investment advisor at Morgan Stanley, based in Santa Monica, CA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
100 Wilshire Boulevard, Suite 1900, Santa Monica, CA, 90401
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2013 - Present · 12 yrs 11 mos
Morgan StanleyBroker
June 2013 - Present · 12 yrs 11 mos
Previous Registrations
City National Securities, INC.
February 2013 - June 2013 · 4 mos
City National Securities, INC.Broker
February 2013 - June 2013 · 4 mos
City National Securities, INC.
January 2013 - January 2013 · 0 mos
Oppenheimer & CO. INC.
April 2007 - February 2013 · 5 yrs 10 mos
Oppenheimer & CO. INC.Broker
April 2007 - February 2013 · 5 yrs 10 mos
Ameriprise Financial Services, INC.
February 2007 - March 2007 · 1 mo
Ameriprise Financial Services, INC.Broker
January 2007 - March 2007 · 2 mos
State Registrations48 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.