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Matthew Workman

17 Years of Experience
Denver, CO
BrokerSells Insurance

Matthew Workman is a registered investment advisor, based in Denver, CO, with 17 years of industry experience.

Location

950 17th Street, Denver, CO, 80202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Matthew is a Wealth Management Advisor/IAR at Apollon Wealth Management LLC, dedicating full-time hours to investment management and advice. He also works as an insurance agent selling fixed insurance products, dedicating minimal time to this activity.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
March 2023 - Present · 3 yrs 6 mos
Apollon Wealth Management, LLC
January 2022 - Present · 4 yrs 8 mos
Previous Registrations
Moloney Securities CO., INC.Broker
May 2016 - December 2021 · 5 yrs 7 mos
Moloney Securities Asset Management LLC
May 2016 - December 2021 · 5 yrs 7 mos
Moloney Investment Advisory LLC
May 2016 - December 2016 · 7 mos
RBC Capital Markets, LLCBroker
October 2014 - June 2016 · 1 yr 8 mos
RBC Capital Markets, LLC
October 2014 - June 2016 · 1 yr 8 mos
First Allied Advisory Services, INC.
July 2012 - November 2014 · 2 yrs 4 mos
Capital Investment Management
July 2011 - June 2015 · 3 yrs 11 mos
Capital Investment Management
July 2011 - December 2014 · 3 yrs 5 mos
First Allied Securities, INC.
April 2011 - July 2012 · 1 yr 3 mos
First Allied Securities, INC.Broker
May 2010 - November 2014 · 4 yrs 6 mos
MML Investors Services, INC.Broker
January 2008 - February 2009 · 1 yr 1 mo
Securities Service Network, INC.Broker
February 2007 - December 2007 · 10 mos
State Registrations23 states
AZCACOFLIAILKSMNMONCNENMNVOKPASCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Matthew Workman - Financial Advisor | TrueAdvisor