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Shahzad Shamsuddin

13 Years of Experience
Yorkville, IL
Broker

Shahzad Shamsuddin is a registered investment advisor at Cetera Investment Advisers LLC, based in Yorkville, IL, with 13 years of industry experience. Shahzad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

26 W Countryside Pkwy, Yorkville, IL, 60560

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Shahzad owns rental property through SARZ, LLC, dedicating a few hours per week to this investment-related activity since 2018. He also works full-time as a financial professional for Old Second Wealth Management, using a DBA for investments at the same address as the registered branch, also since 2018.

Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
June 2022 - Present · 3 yrs 11 mos
Cetera Investment Advisers LLC
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
LPL Financial LLCBroker
November 2020 - July 2022 · 1 yr 8 mos
LPL Financial LLC
November 2020 - July 2022 · 1 yr 8 mos
Fifth Third Securities, INC.
June 2019 - October 2020 · 1 yr 4 mos
Fifth Third Securities, INC.Broker
June 2019 - October 2020 · 1 yr 4 mos
Cetera Investment Advisers LLC
January 2014 - May 2019 · 5 yrs 4 mos
Cetera Investment Services LLC
January 2013 - January 2014 · 1 yr
Cetera Investment Services LLCBroker
September 2012 - May 2019 · 6 yrs 8 mos
State Registrations16 states
ALAZCACOFLGAILINLAMINCSCTXVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.