HK
CFP
HK
CFP

Hyon Kim

19 Years of Experience
Issaquah, WA
2 DisclosuresBroker

Hyon Kim is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Issaquah, WA, with 19 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

963 NE Discovery Drive, Issaquah, WA, 98029

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2014
Denied
Customer Dispute
September 2008
Denied
Other Business Activities

Hyon is the owner of Embark Financial Services, LLC and a non-owner of Fisette & Kim Financial Services, LLC, both DBAs for Raymond James business. Hyon spends minimal time on each of these activities.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2020 - Present · 6 yrs
Raymond James Financial Services, INC.Broker
September 2020 - Present · 6 yrs
Previous Registrations
Key Investment Services LLC
December 2010 - September 2020 · 9 yrs 9 mos
Key Investment Services LLCBroker
December 2010 - September 2020 · 9 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - January 2011 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - January 2011 · 1 yr 3 mos
Banc of America Investment Services, INC.
January 2007 - October 2009 · 2 yrs 9 mos
Banc of America Investment Services, INC.Broker
January 2007 - October 2009 · 2 yrs 9 mos
State Registrations23 states
AZCACODCFLIDMAMIMNMTNMNVNYORPARISCSDTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.