Joseph Thomas
Joseph Thomas is a CFA-designated registered investment advisor at Osaic Wealth, INC., based in Clinton Township, MI, with 18 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
42855 Garfield Rd, Suite 100, Clinton Township, MI, 48038
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is a registered investment advisor with FSC Corporate RIA, dedicating about a quarter of his time to investment advisory services. He is also licensed for insurance sales through Thomas Financial Company LLC, but is not actively marketing or producing. Joseph is also a partner in Retirement Planning & Investment Services, spending nearly full-time hours there, and owns JT Financial Planning and JBQ Financial LLC, both S-Corps set up for tax purposes.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Fsc Securities CorporationBroker
State Registrations38 states
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