Melissa Osika
Melissa Osika is a registered investment advisor at Herr Capital Management LLC, based in Chicago, IL, with 19 years of industry experience. Melissa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 117 clients with $79M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $150K | 1.55% |
| $150K - $500K | 1.35% |
| $500K - $1000K | 1.20% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.90% |
| $5M+ | 0.90% |
Fees are negotiable for accounts over $5,000,000. Some clients with low account balances may pay up to 2% to meet the minimum annual fee.
Fee Estimator
Location
10231 S. Western Avenue, Suite 1A, Chicago, IL, 60643
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Melissa is an investment advisory representative for Herr Capital Management, LLC, spending most of her time on investment advisory business. She is also a licensed insurance agent offering life, health, disability, long-term care, and fixed annuities, dedicating about 10-20% of her time to these activities.
Employment History
Current Registrations
Herr Capital Management LLC
Previous Registrations
American Portfolios Financial Services, INC.Broker
Ssn Advisory, INC.
Securities Service Network, INC.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.