Patrick Tantoco
Patrick Tantoco is a registered investment advisor at Osaic Wealth, INC., based in Honolulu, HI, with 17 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1163 S. Beretania Street, Honolulu, HI, 96814
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Regulatory History (2)
Customer Dispute
December 2023Customer Dispute
May 2023Other Business ActivitiesSells Insurance
Patrick is the President of Tantoco Financial, where he conducts securities, life, health, and long-term care business, and is also a sole proprietor selling fixed insurance as part of client financial plans. He also dedicates about 10-20% of his time to Aloha Infrared and a few hours per week to E2 Holdings and Hawaii Cube.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Brokers International Financial Services, LLC
Brokers International Financial Services, LLC.Broker
H. Beck, INC.
H. Beck, INC.Broker
New England SecuritiesBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Citigroup Global Markets INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.