Kole Petersen
Kole Petersen is a registered investment advisor at LPL Financial LLC, based in Humboldt, IA, with 19 years of industry experience. Kole is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1717 8th Ave N, Humboldt, IA, 50548
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2021Other Business ActivitiesSells Insurance
Kole operates Full Swing Financial Planning LLC as a DBA for his LPL business, dedicating about a quarter of his time. He also sells non-variable insurance and owns Petersen Financial Planning LLC for tax/investment purposes, each taking about a quarter of his time, and owns rental real estate, taking minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Signator Investors, INC.
Signator Investors, INC.Broker
Principal Funds Distributor, INC.Broker
Princor Financial Services CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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