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Scott Gutman

LPL Financial LLC
19 Years of Experience
Voorhees, NJ
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Scott Gutman is a registered investment advisor at LPL Financial LLC, based in Voorhees, NJ, with 19 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2301 Evesham Road, Suite 406, Voorhees, NJ, 08043

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History

Regulatory History (1)
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Criminal
April 1999
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Scott is involved with SGI Wealth Management, Private Advisor Group, and On Board Solutions LLC, focusing on investment advisory services and real estate rental. He also dedicates minimal time to writing a book and sells fixed insurance products.

Employment History
Current Registrations
Private Advisor Group, LLC
January 2012 - Present · 14 yrs 9 mos
LPL Financial LLCBroker
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
Edward Jones
March 2007 - January 2012 · 4 yrs 10 mos
Edward JonesBroker
January 2007 - January 2012 · 5 yrs
State Registrations19 states
CADCDEFLGAKYMAMDMENCNHNJNMNVNYPARITXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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