Mark Lohmann

18 Years of Experience

Denver, CO

1 DisclosureBroker

Mark Lohmann is a registered investment advisor at Citigroup Global Markets INC., based in Denver, CO, with 18 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.

Citigroup Global Markets INC.

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

2418 advisors

Number of Clients

56,938 clients

Average Client Portfolio

$823K average

Assets Under Management

$46.9B

Fee Structure

CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.

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Location

Citi Private Bank, 1225 17th Street, 21st Floor, Suite 2100, Denver, CO, 80202

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 2020

Settled

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Other Business Activities

Mark is a managing member of 523 Summit Place, LLC and 1901 Wazee St. Unit 418, LLC, both rental properties, dedicating minimal time to each. He also serves as a board member for SeriesFest, a non-profit organization, spending a few hours per week.