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Robert Richardson

18 Years of Experience
Providence, RI
Broker

Robert Richardson is a registered investment advisor at Raymond James & Associates, INC., based in Providence, RI, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

100 Westminster Street Suite 1002, Providence, RI, 02903

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
August 2021 - Present · 4 yrs 9 mos
Raymond James & Associates, INC.
August 2021 - Present · 4 yrs 9 mos
Raymond James & Associates, INC.
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Morgan Stanley
April 2011 - August 2021 · 10 yrs 4 mos
Morgan StanleyBroker
April 2011 - August 2021 · 10 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2008 - April 2011 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2008 - April 2011 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
March 2007 - July 2008 · 1 yr 4 mos
State Registrations28 states
AZCACOCTDCFLGAHIIAIDILKSMAMDMEMINCNHNJNYORPARISCTXVAVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Robert Richardson - Financial Advisor | TrueAdvisor